Rossby Financial Surpasses $1 Billion in Assets Under Management
Rossby Financial, an open-architecture registered investment adviser (RIA), today announced it surpassed $1 billion in assets under management (AUM).
Rossby Financial Adds Technology Expertise Via New COO Lindsay Evans
Rossby Financial ("Rossby"), a tech-forward, open architecture, enterprise registered investment advisor (RIA), today announced its new Chief Operating Officer Lindsay Evans, who brings an outside financial industry perspective to her work for Rossby and its partners.
Rossby Financial Arms Its Advisors with Chief Compliance Officer Marissa Harris, CERP
Rossby Financial ("Rossby"), a tech-forward, open architecture, enterprise registered investment advisor (RIA), today announced its new Chief Compliance Officer Marissa Harris, CERP, who has spent nearly 20 years across the financial services industry leading business line risk and compliance teams. Her addition comes as the world’s compliance risks in the areas of cyber, AI, privacy, etc. are increasing; her knowledge will ensure that Rossby and its member advisors and firms remain ahead of regulations and potential risks.
Rossby Financial, ROffice Add Transition & Business Development Aficionado Grier Rubeling to Teams
Rossby Financial ("Rossby"), a tech-forward, open architecture, enterprise registered investment advisor (RIA), alongside partner business ROffice, a platform where financial advisors and talented service professionals converge to seek and provide fractional assistance, today announced the addition of business development, marketing and transition assistance extraordinaire Grier Rubeling to its team. Given the importance of speed to market in advisor transitions, which requires all steps be compliantly completed correctly, Rossby is beefing up its team and capabilities in this area.
