Articles from Axtella

Axtella, a financial network of two broker/dealers and an RIA, has appointed Tu Nguyen as its Chief Technology Officer. Nguyen brings over two decades of experience building relationship management platforms and innovating technology strategies at leading broker dealers. Nguyen fills a newly created position at Axtella, underscoring the organization’s commitment to refining its approach to technology.

Axtella, a financial network of two broker/dealers and an RIA, has expanded its footprint in New York State with the addition of two advisory teams to its growing network in the third quarter of 2025. The firms, Christopher W. Judge, CFP®, AIF, and The Commonwealth Agency, Inc., collectively manage assets worth $108 million.

Financial services industry veteran Rob Engle has joined Axtella as its new Chief Revenue Officer (CRO), effective today. Axtella, previously known as SPS Family, is the parent company of broker-dealers Sigma Financial Corporation and Parkland Securities, LLC, and Registered Investment Advisor, Sigma Planning Corporation.

SPS Family, the parent company of broker-dealers Sigma Financial Corporation and Parkland Securities, LLC, and Registered Investment Advisor, Sigma Planning Corporation, has rebranded as Axtella. The rebrand marks a new chapter for the 40+ year old organization and the network of more than 700 financial professionals it serves. Axtella will build on its history of advisor growth and empowerment with its appetite for technological innovation and organizational growth. Axtella announced the rebranding today at the organization’s annual Vision Conference, which brings together its financial professional network for three days of development and education.