Main Management Announces the Launch of a 351 Exchange ETF

Main Management will launch the Main Active Rotation ETF (SECA) on the Cboe BZX Exchange on September 18, 2026. The Fund is the firm’s fifth ETF and its first brought to market through a Section 351 exchange – a structure that lets investors contribute appreciated securities into the Fund on a tax-deferred basis. The launch is led by the firm’s Private Client & Institutional group, which manages portfolios directly for institutions, foundations, and private clients.

“We were among the early pioneers of ETF portfolio management, and we have run portfolios through every market cycle since 2002. Executing a 351 exchange is a natural extension of that work, and of the standard our clients have come to expect from Main,” said Kim Arthur · Founding Partner, CEO/CIO.

Additional information about the Fund and the exchange is available from the firm’s Private Client & Institutional team at pci@mainmgt.com.

ABOUT MAIN MANAGEMENT

Main Management is a partner-owned, independent asset manager based in San Francisco and one of the early pioneers of ETF portfolio management. Since 2002, the firm has built ETF-based portfolios – delivered as directly managed accounts, model portfolios, and its own actively managed ETFs – for advisors, institutions, and family offices, designed to hold together through full market cycles.

Read the filed prospectus · 1-866-ETF-XPRT

20260820-5856559

DISCLOSURES

To determine if this Fund is an appropriate investment for you, carefully consider the Fund’s investment objectives, risk factors, charges and expenses before investing. This and other information can be found in the Fund’s full and summary prospectus, which may be obtained by calling 1-866-383-9778 or visiting www.mainmgtetfs.com. Read the prospectus carefully before investing or sending money.

The Main Active Rotation ETF is distributed by Northern Lights Distributors, LLC, member FINRA/SIPC, which is not affiliated with Main Management ETF Advisors, LLC. The Fund is a series of Northern Lights Fund Trust IV. Investing involves risk, including possible loss of principal. There is no guarantee the Fund will achieve its investment objective. The Fund is actively managed, is new, and has limited operating history. The Fund is not currently available; the anticipated launch date is September 18, 2026. The Fund invests in other ETFs and bears its share of those funds’ fees and expenses in addition to its own. The Fund may write covered call options, which limits participation in gains above the strike price, and may invest in bitcoin ETFs, which are subject to the extreme volatility and regulatory uncertainty of digital assets. Diversification may not protect against market loss.

This material is for informational purposes only and is not tax advice, legal advice, or a recommendation to participate in a Section 351 exchange. Eligibility is governed by IRC §351, including the investment-company and diversification rules of §351(e)(1) and §368(a)(2)(F)(ii), and depends on each contributor’s facts and circumstances. Gain is deferred, not eliminated. Consult a qualified tax advisor before participating.

Additional information about the Fund is available at www.mainmgtetfs.com.

Main Management, LLC · 601 California Street, Suite 300, San Francisco, CA 94108 · mainmgt.com

20260820-5856559

View source version on businesswire.com: https://www.businesswire.com/news/home/20260820972882/en/